Guidelines
| Date | Title | Download |
|---|---|---|
| 15/11/2021 | Guidelines for Special Purpose Acquisition Company (SPAC) |  |
| 09/06/2021 | Green Bonds Guidelines | |
| 02/06/2021 | Guidelines for Mutual Fund Digital Distribution Platform | |
| 19/05/2021 | Gender Bonds Guidelines | |
| 30/04/2021 | Guidelines on Ultimate Beneficial Ownership Framework for Companies and LLPs | |
| 21/04/2021 | Guidance paper relating to issuance of Convertible Debt Securities | |
| 30/03/2021 | FAQs on Sectoral Risk Assessment of Legal Person Legal Arrangements (LPLA) | |
| 03/12/2020 | FAQS on Ultimate Beneficial Ownership | |
| 11/08/2020 | User Guideline for Online filing of AML Quarterly Survey | |
| 11/08/2020 | User Guideline for Online filing of Annual AML/CFT Risk Assessment by REs | |
| 12/05/2020 | SECP GUIDELINES FOR COOPERATION AND ASSISTANCE TO FOREIGN REGULATORY AUTHORITIES | |
| 28/04/2020 | SECP GUIDELINES FOR COOPERATION AND ASSISTANCE TO FOREIGN REGULATORY AUTHORITIES | |
| 09/04/2020 | SRO 301 (I)/2020- Guidelines for Performance Evaluation of Board of Directors, CEOs and CROs | |
| 16/03/2020 | SEC Guidelines on Cybersecurity Framework for the Insurance Sector, 2020 | |
| 11/12/2019 | SECP Regulatory Sandbox Guidelines, 2019 | |
| 12/04/2019 | FAQs on Anti-Money Laundering and Combating Financing of Terrorism(1st Version) | |
| 12/04/2019 | FAQs on Anti-Money Laundering and Combating Financing of Terrorism(Second Version) | |
| 02/11/2018 | Guidelines on SECP AML/CFT Regulations, 2018 | |
| 04/09/2018 | AML CFT Guidelines for NPOs 2018 (revised version) | |
| 02/02/2018 | Additional FAQs for CCG Regulations 2017-1.2.18 | |
| 29/01/2018 | Public Sector Companies (Corporate Governance Compliance) Guidelines 2018 | |
| 06/12/2017 | FAQs for CCG Regulations 2017 | |
| 31/08/2017 | Guidelines for Internal Control System and Compliance Function for Securities Broker | |
| 29/08/2017 | Guidelines for Cooperation and Assistance to Foreign Regulatory Authorities | |
| 08/09/2016 | Clarification(s) on Calculation and Reporting of Net Capital Balance | |
| 17/08/2016 | Principles of Corporate Governance | |
| 27/04/2016 | Guidelines for Structuring and Offering of the Employees Stock Option Schemes | |
| 03/03/2015 | Public Sector Companies (Appointment of Chief Executive) Guidelines, 2015 | |
| 01/06/2013 | CSR Guidelines | |
| 23/01/2010 | Guidelines for Bancassurance, 2010 | |
| 01/01/2005 | Internet Trade Regulation | |
| 29/09/2004 | Criteria/Guidelines for recognition of bodies of professional accountants and corporate/chartered secretaries for the purpose of prescribed qualification of CFO and Company Secretary | |
| 28/03/2004 | Guidelines for issue of shares at discount | |
| 20/11/2002 | Guidelines for The Issue of Term Finance Certificates (TFCs) to General Public | |
| 27/06/2002 | Guidelines for Preparation of Prospectus | |